Manual 8: European Regulation and Capital Markets
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Beschreibung
This E-Book provides an in-depth look at the European legal framework for financial services, covering regulatory structures, the single market for financial services, and the mechanisms for regulation and supervision of capital markets and banking. It addresses European regulation history, market abuse, and self-regulation, while also exploring ethical conduct within the industry. Appendices offer recommended readings on compliance, investment service provisions, and investor protection. This comprehensive manual is tailored for professionals and students looking to navigate and understand the complexities of financial services regulation in the European context.
Autor*in
EFFAS is a not-for-profit organisation founded in 1962. Its goal is to set the requirement standards for investment professionals, to act as a think tank and centre for discussion and be a European reference in Training & Qualifications.
EFFAS is the umbrella organisation of 14 national societies in Europe. It represents more than 16,000 Financial Analysts, Asset Managers, Pension Fund Managers, Corporate Finance Specialists, Risk Managers, Treasurers and other professional profiles in the investment professions.
Themen in »Manual 8: European Regulation and Capital Markets«
European Regulation Capital Market CEFA Manual EFFAS