Internal Audit and Compliance
Operational Principles and Law
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Beschreibung
The book explains the practical basics of internal auditing, with an extra view on compliance. The legal section deals with essential legal issues of both corporate functions. The operational part is oriented towards the typical internal audit tasks and processes in the private and public sector, taking the tasks of compliance into account. The focus is on a pragmatic, practical presentation, explanation and on the implementation of the international professional practices (IIA IPPF) and generally accepted best practices of internal auditing.
The work provides a sound overview of the fundamentals and origins of compliance and internal auditing/assurance work - refreshingly going beyond the otherwise purely legal framework. The reference to current issues, combined with a direct and frank examination of errors and weaknesses in the corporate compliance system, make the book well worth reading.
Jörg Nierhaus, LL.M., Chief Compliance Officer, Essen
Contents
- Corporate Governance
- History and professional organization
- Legal aspects
- Internal audit management
- Performing internal audit assurance and consulting engagements
- Special audit assignments
The Authors
Dr. Dr. Jörg Berwanger is a fully qualified lawyer with additional sociological training. He is Head of Contract Management, with a compliance function, in a German corporation.
Dr. Ulrich Hahn is CIA, CISA, and senior expert focusing on audit management, IT and organizational development. He has been involved many years in global, regional, and national bodies of the audit profession.
The translation was done with the help of artificial intelligence. A subsequent human revision was done primarily in terms of content.
The book shows the basics of internal auditing, with a view to compliance. The legal section deals with essential legal issues of both corporate functions. The operative part is oriented towards the typical auditing tasks and auditing processes in the private sector and in the public sector context - with a reflection on the tasks of compliance. The focus is on a pragmatic, practical presentation, explanation and implementation of the professional principles and best practices of internal auditing.
The work provides a sound overview of the fundamentals and origins of compliance and auditing work - refreshingly going beyond the otherwise purely legal framework. The reference to current issues, combined with a direct and frank examination of errors and weaknesses in the corporate compliance system, make the book well worth reading.Jörg Nierhaus, LL.M., Chief Compliance Officer, Essen
Provides an in-depth overview of the fundamentals of compliance and internal audit Illustrates the contents in a pragmatic, practical way Shows the execution of orders and special test fields
Autor*in
Jörg Berwanger
Themen in »Internal Audit and Compliance«
Book Compliance and Internal Audit Auditing Audit Risk Management Internal audit Compliance White-collar crime Non-Compliance Economic Offenses Fraud Management Governance Audit Management Legal Basis Internal Audit Legal Basis Compliance IAS