Financial Compliance
Issues, Concerns and Future Directions
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Beschreibung
This book explores the fundamental elements and risks that impact the compliance officer’s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers’ liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field.
This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today’s financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.
Covers a wide range of topics from the foundations of compliance and the legitimacy and regulatory compliance theories to the hard and soft laws in various jurisdictions
Chapters are contributed by a distinguished group of practitioners and professors from Europe, Australia and the United States
Provides the milestones needed by compliance officers, regulators and practitioners
Covers a wide range of topics from the foundations of compliance and the legitimacy and regulatory compliance theories to the hard and soft laws in various jurisdictions Chapters are contributed by a distinguished group of practitioners and professors from Europe, Australia and the United States Provides the milestones needed by compliance officers, regulators and practitioners
Autor*in
Maria Krambia-Kapardis
Themen in »Financial Compliance«
compliance officer Compliance Programs Whistleblowing Compliance and Ethics Financial Services Regulation General Data Protection Regulation GDPR The Ethics and Compliance Officer Role ECOs