Wiley Series 4 Exam Review 2013 + Test Bank
The Registered Options Principal Qualification Examination
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Beschreibung
The go-to guide to acing the Series 4 Exam!
The Registered Options Principal Qualification Examination(Series 4) was designed to test a candidate's knowledge of therules and statutory provisions applicable to the supervisorymanagement of a firm's options personnel and options accounts.After passing the exam, a registered person may supervise a FINRAmember firm's options business and is qualified to oversee tradeson all forms of options, from equity options to foreign currencyoptions to options on government and mortgage-backed securities.The subject areas covered in the exam are: Options InvestmentStrategies; Supervision of Sales Activities and Trading Practices;Supervision of Employees, Business Conduct; and Recordkeeping andReporting Requirements.
Created by the experts at the Securities Institute of America,Inc., Wiley Series 4 Exam Review 2013 arms you with what youneed to score high on the test. Designed to let you build andfine-tune your knowledge of all areas covered in the exam and toguarantee that you're prepared mentally and strategically to takethe test, it provides:
* Dozens of examples
* 191 practice questions covering each subject area in theexam
* Priceless test-taking tips and strategies
* Helpful hints on how to study for the test, manage stress, andstay focused
Wiley Series 4 Exam Review 2013 is your ticket to passingthis difficult three-hour test on the first try--with flyingcolors!
Visit www.wileysecuritieslicensing.com for moreinformation.
The Securities Institute of America, Inc. helps thousandsof securities and insurance professionals build successful careersin the financial services industry every year. Our securitiestraining options include:
* Onsite classes
* Private tutoring
* Classroom training
* Interactive online video training classes
* State-of-the-art exam preparation software
* Printed textbooks
Real-time tracking and reporting for managers and trainingdirectors
As a result, you can choose a securities training solution thatmatches your skill level, learning style, and schedule. Regardlessof the format you choose, you can be sure that our securitiestraining courses are relevant, tested, and designed to help yousucceed. It is the experience of our instructors and the quality ofour materials that make our courses requested by name at some ofthe largest financial services firms in the world.To contact The Securities Institute of America, visit us on theweb at www.SecuritiesCE.com or call 877-218-1776.
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