Essential Strategies for Financial Services Compliance
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Beschreibung
Compliance officers perform a vital, yet unpopular role in thebusiness world as they advise on complying with myriad rules andregulations. What is good for compliance is sometimes seen as beingbad for business, making a compliance officer's role a difficultone. Essential Strategies for Financial Services Complianceoffers practical guidance on how to apply a regulatory requirementto day to day situations. It also shows how to communicate thecompliance department?s activities to the rest of the firm, how therole fits within the organization as a whole, what the scope andlimitation of their responsibilities are, what to do when things gowrong, and how to deal with unusual problems.
Autor*in
Annie Mills
Themen in »Essential Strategies for Financial Services Compliance«
Accounting Auditing Rechnungswesen Revision Revision (Wirtsch.)