Regulation of Securities, Markets, and Transactions
A Guide to the New Environment
Buch in deiner Nähe kaufen
Beschreibung
Regulation of Securities, Markets, and Transactions:A Guide to the New Environment
Regulation of Securities, Markets, and Transactions brings practical clarity to a complex topic, providing a comprehensive, logically structured approach to government regulation of securities, securities markets, and securities transactions in the United States.
Informative and clear, this refreshingly readable book demonstrates author Patrick Collins's deep understanding of the current rules and regulations that govern the securities industry, most notably, the Financial Regulation Act of 2010.
This timely book provides broker-dealers, compliance officers, and accountants and attorneys who provide services to the securities industry with relevant coverage of:
* A basic understanding of regulation
* How securities laws apply to entities and persons not required to be registered with the SEC
* How non-securities laws apply to the securities industry
* Why regulation is closely connected with the financial statements prepared by the issuers of securities
The area of securities regulation will continue to evolve and bring about business and cultural change. Regulation of Securities, Markets, and Transactions is your must-have, must-own guide to regulation implementation and an effective tool and reference for every compliance officer.
The ultimate guide to the current rules and regulations that govern the securities industry-including amendments in 2010
Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation.
* Examines the current securities rules
* Provides an overview of the latest regulations for this industry
* Includes a description of the various government regulations of securities markets, and securities transactions
Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Autor*in
Patrick S. Collins
Themen in »Regulation of Securities, Markets, and Transactions«
Finance & Investments Finance & Investments Special Topics Finanz- u. Anlagewesen Finanzwesen Spezialthemen Finanz- u. Anlagewesen